Toolkit: Training and Communication

An important part of developing, implementing and maintaining a robust compliance program is to provide effective and targeted training to the various target groups within your organisation as well as those connected to your organisation. To change perceptions and influence behaviour in building an ethical and compliance culture within your organisation, it is not enough to just provide scheduled training but you to ensure that the key messages and ethical behaviours are re-enforced and promoted in a way that educates and engages the audience.

The following toolkit will provide you with a number of compliance training and communication tools that will assist you in building your capacity to train and increase the awareness of your internal and external stakeholders.

Click on each tool to open their description and link.  Please search the CCEAC toolbox for other related tools.

ONLINE TRAINING TOOLS

ONLINE TRAINING TOOLS

Doing Business Without Bribery

author: TI-Canada

Interactive online training tool that can be offered to employees that uses scenarios and questionnaires to provide a good overview of the costs and consequences of corruption and what employees should do when dealing with ethical issue, risk and wrongdoings. Can be used by any company to strengthen and support their compliance measures.

Visit Online Tool Site.

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CIPE Anti-Corruption Compliance Training

author:  Center for International Private Enterprise

CIPE launched an interactive, online anti-corruption training course based on its Anti-Corruption Compliance guide for mid-sized companies in emerging markets. The training course is designed to teach executives and anti-corruption compliance and ethics officers how to identify, assess, and mitigate corruption risks in their companies. The course involves approximately 40 minutes of instruction and contains four interactive modules that test knowledge and understanding. While the course itself is free, upon conclusion users have the option to purchase a certificate of completion for a small fee (US$20).

Visit Training Site.

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Basic Course on Anti-Corruption

author: United Nations Development Program

Interactive online training tool that provides a substantive overview of the problem and impact of corruption globally on countries, people and business. It highlights the various international conventions and efforts to compact corruption. Divided into 4 sections that includes questions and a final knowledge test.

Visit Program Site.

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UNODC Anti-Corruption e-Learning Courses

Author: United Nations Office on Drugs and Crime (UNODC)

Interactive online training tool that provides a substantive overview of the problem and impact of corruption globally on countries, people and business. It highlights the various international conventions and efforts to compact corruption. Divided into 4 sections that includes questions and a final knowledge test.

The UNODC Global eLearning Programme launched a new Anti-Corruption Course in its Learning Management System. The course consists of two eLearning modules –“Introduction to Anti-corruption” and “Advanced Anti-corruption: Prevention of Corruption”. The course has been designed by experts from the Corruption and Economic Crime Branch of UNODC and has the objective to improve the learners’ understanding of the provisions of the United Nations Convention against Corruption (UNCAC). Although the course is not business centric, It provides a very good overview of the framework to fight corruption and covers five areas: preventive measures, criminalisation and law enforcement, international cooperation, asset recovery and technical assistance and information exchange.

The course is available in English, French, Spanish and Arabic.

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E-Resist – Resisting Extortion and Solicitation for Employees

author: International Chamber of Commerce – France

Based on the RESIST training booklet, this interactive animated on-line training module uses 10 of the 20 scenarios found in the RESIST booklet provides an interactive and engaging training tool for organisations.

Available in English and French

Visit Online Tool Site.

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Anti-Bribery Learning Course and Kit – Doing Business Without Bribery

author: TI-UK

This tool was designed by leading experts in the field and enables organisations to provide training for their personnel. The kit is based on the same on-line module as the TI Canada e-learning tool but includes elements covering UK bribery Act. The value of this kits is that it provides multiple added valuable tools including:

  1. 1.5 hrs online learning module
  2. Navigation instruction for on-line module
  3. TI-UK Doing business without bribery Power Point slide deck
  4. TI-UK Doing business without bribery Power trainers handbook

Visit Training Site.

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Swift E-Learning Course on Anti-Corruption

Author: Swift Learning Services

Interactive online training tool from e-learning company Swift Learning Services. This 10 minutes course aimed at employees gives a short overview of corruption and what they can do to mitigate it

Visit e-learning site.

Documents and Material in Support of Anti-Corruption Training

Resist: Resisting Extortion and Solicitation in International Transactions, A Company Tool for Employee Training

author: Transparency International

“Companies facing extortion now have a new anti-corruption tool based on real-life scenarios of solicitation and extortion demands. RESIST (Resisting Extortions and Solicitations in International Transactions) is primarily a training tool to help employees counter solicitation and extortion demands in the most efficient and ethical manner, acknowledging they might be accompanied by a threat. The tool also aims to help companies reduce the probability of such demands being made. Over 20 companies and organisations contributed to designing RESIST, based on their experience of solicitation and extortion demands.”

The RESIST documents provides 22 fact-based scenarios that supports and enhances employee Anti-Corruption training.

Visit Online Tool Site.

Say No Toolkit

author: Institute for Business Ethics (IBE)

The IBE Say No Toolkit is a decision-making tool, designed to help organisations support their employees to make the right decision when faced with a difficult situation. The Say No Toolkit provides immediate, practical guidance on a wide range of business issues. It will guide your employees to a YES or NO decision if:

  1. offered a gift or hospitality package;
  2. offered a facilitation payment; or
  3. faced with a conflict of interest.

Visit Site.

ARTICLES

How Most Compliance Training Fails And How To Fix It

author: Broadcat LLC

This very well researched behavioural based document by Broacat LLC provides a wealth of information on the pitfalls and failures of traditional compliance training approaches. It outlines the benefits, techniques, best practices and approaches to providing engaging and focussed on the roles, responsibilities and motivations of individuals. Also provides samples and examples of engaging training and job aids that supports the ethics and compliance culture.

Read article.

6 Ways to Make Compliance Fun

author: Leo Learning

This article by Sophie Ryde from Leo Learning outlines the importance of making compliance learning interesting and fun to engage your staff and stakeholders. Provides 6 ways and tips to make compliance training fun.

Read article.

LIST OF TRAINING TOOLS FROM COMMERCIAL SUPPLIERS

There are many commercial suppliers that provide a range of training tools on ethics, compliance and anti-Corruption. CCEAC cannot include them all. The following list is provided for information only and was tabulated from recommendations from various experts, partners and stakeholders. This list will be reviewed and amended regularly to reflect new trends, tools and relevant information.

You must conduct your due diligence when reviewing and choosing a commercial supplier on this list. You must ensure that you select a supplier that meets the needs of your organisation. This list is provided as information only and CCEAC provides no guarantee or warranty on the commercial suppliers listed.

Trace International Online Training Library

 

TRACE International, Inc. is a globally recognized anti-bribery business organization and leading provider of third-party risk management solutions. TRACE offers members access to world class training through its online training library. TRACE also provides the TASA accreditation training program. 

This is a commercial supplier

Visit Site.

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Compliance Wave

Compliance wave offers over 3,000 pieces of expert content on over 75 topics in more than 30 languages. They focus on creating and delivering creative and engaging on-line or customized training modules in various formats.

This is a commercial supplier

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Broadcat LLC

Broadcat takes a behavioral approach to compliance training and communication. While they do not offer specific on-line training modules, they provide market leading material and job aids that supports and re-enforces compliance training and organisational policies and processes. 

This is a commercial supplier

Visit Site.

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Interactive Compliance Training by Interactive Services

This company offers a range of on-line training interactive training options that includes micro-learning modules for all sizes of organisations. They also offer customised training.

This is a commercial supplier

Visit Site.

Other Tools on Training and Communication

View all available tools.  We also invite you to submit a new tool for our tool box.

2018 Global Communication and Training Plan

To help employees and third parties fulfill Barick's Gold commitment to integrity and ethical conduct, each year the organization implements an annual training program and a communications campaign on the Code of Conduct and the Human Rights...

Ethical Decision Making Guide

This 1-page infographic document helps employees understand how to make the ethical decision as they carry out business activities. This document is an excerpt from Barrick Gold's Code of Business Conduct and Ethics.

Introduction Training – New Hires

This is an introduction training document for new hires. It Introduces new employees to Barrick’s Code of Business Conduct and Ethics, Anti-Bribery and Anti-Corruption Policy and Human Rights Program

Legal Government and Compliance Team Mission Statement

The Legal Governance and Compliance group (“LGC”) at Barrick Gold Corporation is an independent global functional unit, with oversight of Barrick ’s transnational regulatory and compliance programs, global investigations and security. The LGC...

Refresher Training Course – Existing Employees

The refresher training course is for existing employees company-wide to ensure that the Code of Business and ethics is understood and supported in Barrick Gold's company culture and among all of the employees. In particular, the course will...

Barrick Anti-Corruption HandBook

The anti-corruption handbook is a guide to Interpreting Barrick ’s anti-Bribery and Anti-Corruption Policy and procedure. This Handbook is designed to help explain some of the key elements of the Policy and related Procedure. Barrick’s...

Where do we stand 20 years after the OECD Convention was signed?

Article from Jean-Pierre Méan, expert in compliance and anti-corruption. Transparency International, the Berlin-based global anti-corruption organization, has just released its twelfth progress report (the 2018 Exporting Corruption Report) on the enforcement of the...

INFO: The Good Bribe

Bribery is justifiably condemned, and is the object of a global legal campaign. This article asks whether payment of a bribe can ever be justified. In order to answer that question, the article first looks at three tropes of reasons for...

TOOL: The GAN Business Anti-Corruption Portal

The GAN Business Anti-Corruption Portal is a collection of free anti-corruption compliance and risk management resources, including e-learning training, country risk profiles, and due diligence tools.

INFO: CREATe ISO37001 Primer Report

This report offers an overview of the new ISO 37001 Anti-Bribery Management Systems Standard released in October 2016. Three years in the making, the first global standard on anti-bribery compliance was drafted to help organizations establish,...

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