Action Plan and Compliance Program Management Dashboard
This is a detailed high level compliance action plan dashboard that outlines each specific task for the 9 compliance program area/element. It provides the required task, the employee responsible, deadlines, status and relevant notes. It also highlights which task is included as a Key Performance Indicators (KPI) for the task owner. This type of high level action plan dashboard is important as it supplements the strategic plan by adding the needed details and accountability for achieving the desired goals.
Where do we stand 20 years after the OECD Convention was signed?
Article from Jean-Pierre Méan, expert in compliance and anti-corruption.
Transparency International, the Berlin-based global anti-corruption organization, has just released its twelfth progress report (the 2018 Exporting Corruption Report) on the enforcement of the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions (the OECD Convention) . This report follows on 11 reports published annually from 2005 to 2015. It is an occasion to reflect on what has been achieved by the OECD Convention so far and what more can be expected in the coming years.
But first, what is the OECD Convention and where does it come from?
TOOL: Business and Human Rights Resource Center – Company Tracker
UK based NGO that focusses on promoting human rights around the world and promoting corporate accountability and transparency. Manages a database of 7,000 companies and act as a clearinghouse for media reports and other human rights related information on the positive or negative action of their database listed company. May be of assistance as one of many information source when conducting due diligence on business associates.
BH has 13 trustees and 48 staff dedicated to advancing human rights in business and eradicating abuse.
Their 18 Regional Researchers are based in Australia, Brazil, China, Colombia, Egypt, Hong Kong, India, Kenya, Japan, Jordan, Mexico, Myanmar, Philippines, Senegal, South Africa, UK, Ukraine and USA. They are supported by two offices in London and New York. Oversight is provided by our board of trustees which consists of former business people, human rights, development and environmental advocates and academics.
TOOL: Anti-Money Laundering Guide (2014)
Guide to Comply with Canada’s Anti-Money Laundering (AML) Legislation helps you deal with changes in 2014 in AML regulatory requirements of reporting entities under Canada’s Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA).
TOPICS INCLUDE:
changes to Canada’s AML legislation
practical guidance for AML compliance that is relevant to:
accountants
accounting firms
INFO: Proceeds of Crime and Terrorist Financing Alert: Know your obligations
Update your knowledge of anti-money laundering and anti-terrorist financing obligations for accountants and accounting firms under the PCMLTFA legislation and its regulations, and receive additional guidance based on the results of FINTRAC’s past examinations.
The Financial Transactions and Reports Analysis Centre of Canada (FINTRAC), the regulator in charge of Canada’s anti-money laundering and anti-terrorist financing (AML and ATF) regime, has indicated to Chartered Professional Accountants of Canada (CPA Canada) that the accounting sector’s AML and ATF compliance efforts require improvement. This alert provides a summary of the obligations for accountants and accounting firms under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA) and its regulations, and examines the consequences of non-compliance.
The alert provides additional guidance based on the results of FINTRAC’s past examinations of accountants and accounting firms. The publication also directs readers to more detailed AML and ATF compliance guidance issued by CPA Canada in 2014, A Guide to Comply with Canada’s Anti-Money Laundering (AML) Legislation.